Archive | Event Reports

Earning It - Lublin

Earning It: Lublin @ Corporate Directors Forum

Earning It: Introductory Notes Joann Lublin gave the opening keynote at the recent  Corporate Directors Forum 2018 in San Diego. She spoke largely about her new book, Earning It: Hard-Won Lessons from Trailblazing Women at the Top of the Business World. This year the Forum had an overall theme, “How Culture Impacts the Boardroom and Beyond.” Corporate […]

Continue Reading ·
CES NACD Northern California Chapter

2018 CES: Northern California NACD Insights

The 2018 CES (Consumer Electronics Show) and its impact on boards was the subject of a January 31 meeting of the NACD’s Northern California Chapter. We met at the offices of WilmerHale in Palo Alto. We heard primarily from Maureen Conners, Fashion Incubator San Francisco board director and former director of Deckers Brands (NYSE: DECK); […]

Continue Reading ·
Lead Director - Non-Executive Chair

Lead Director – Non-Executive Chair: Evolving

Today’s lead director and non-executive chair face a seemingly never-ending set of risks, governance decisions and strategic initiatives as a result of investors’ growing emphasis on board transparency, accountability, and independence. This insightful panel focused on the evolving roles of board leaders, specifically, the independent chair and lead director. Drive higher-performing boards through improved processes, […]

Continue Reading ·
Speak Your Mind

Speak Your Mind, Lose Your Job

Speak Your Mind, Lose Your Job: The Challenge of Diversity at the Modern Corporations. That was the topic of another great program at Stanford Law sponsored by the Rock Center for Corporate Governance on December 5th. @StanfordLaw @StanfordRock Register for upcoming events. What is the Board’s role in allow employees to say #TimesUp #MeToo or #TakeAKnee? (more…)

Continue Reading ·
Part 4 28th Annual SRI Conference - Inequality, Sustainability, and Board-Level Accountability

Part 4 28th Annual SRI Conference

Part 4 28th Annual SRI Conference in San Diego. Search #AllinForImpact on Twitter to see more posts. See Parts 1, 2, and 3. Yes, I know, this conference was held months ago but I’m still digesting… maybe until the next one. I could spend a productive year just exploring links to the work of the speakers. Mark […]

Continue Reading ·
28th Annual SRI Conference

28th Annual SRI Conference

The 28th Annual SRI Conference in San Diego was amazing. Search #AllinForImpact on Twitter to see prior posts. Mark your calendar for November 1-3, 2018. The SRI Conference returns to the Broadmoor in Colorado Springs. Get on the mailing list. (more…)

Continue Reading ·
SRI Engagement to Create SDGs

SRI Engagement & Monitoring

SRI engagement and monitoring was a major theme during my first day at the 28th Annual SRI Conference this year (#AllinForImpact), although my 1st impressions were interrupted by the issuance of SEC SLB 14I, as previously noted. SRI has grown more than 13% a year since 1995 (when I started this blog) and now total over $8.7 trillion in […]

Continue Reading ·
SLB 14I Discourages Shareholder Proposals

SLB 14I (CF) – SRI Conference: 1st Impression

SLB 14I (CF): Issued During 28th Annual SRI Conference The latest SEC Staff Legal Bulletin, SLB 14I (CF), was issued on November 1, while 800 attended the 28th Annual SRI Conference in San Diego. I was flipping though the agenda when I got an email from a Bloomberg reporter asking for feedback on SLB 14I, which […]

Continue Reading ·
Nicholas Donofrio & Nora Denzel - Culture as a Corporate Asset

Culture as a Corporate Asset

The NACD Blue Ribbon Commission on Culture as a Corporate Asset identifies how boards can play an active role in shaping corporate culture to promote growth and avoid crisis. The NACD Northern California Chapter offered an inside look at the new 2017 Report of the Blue Ribbon Commission on Culture as a Corporate Asset. at its […]

Continue Reading ·
Governance, Liquidity, and Employee Retention

Governance, Liquidity, and Employee Retention

Governance, Liquidity, and Employee Retention in an Era of Capital Abundance was the full title of last Thursday’s morning event sponsored by the Silicon Valley Directors Exchange and Stanford’s Rock Center for Corporate Governance. As billed, we were to hear  a panel of experts discuss the role of the board of directors in addressing challenges of […]

Continue Reading ·
Climate Competency

CII: Climate Competency & Risk

Shifting Investor Perspectives on Climate Risk & Board Climate Competency These notes on climate competency are my last post from the Council of Institutional Investors Fall 2017 conference.  Find more at #CIIFall2017.  As a member of the press, I was excluded from the policy-making meetings. Still, it was a great opportunity to touch base with members […]

Continue Reading ·
Index Providers Speak

CII: Index Providers Speak

Index Providers Speak: Policy Process and Voting Rights Index providers spoke at #CIIFall2017 about how they develop their policies. Specifically, they discussed recent developments around voting rights. Index Providers Represented Annalisa Barrett, Clinical Professor of Finance at the University of San Diego (Moderator) David Blitzer, Managing Director & Chairman of the Index Committee, S&P Dow Jones Pavlo Taranenko, Executive Director, Index […]

Continue Reading ·
Richard Bookstaber

CII: Richard Bookstaber – Dynamic Risk Models

Richard Bookstaber: Human Complexity and the Financial Markets Richard Bookstaber discusses value at risk modeling — easily the most illuminating talk at #CIIFall2017. It was certainly statistics aimed at the layperson. However, in listening to him, I was glad I completed by PhD comprehensive in statistics 35 years ago.  I scribbled a few notes. Although I can’t […]

Continue Reading ·
William Hinman, Director of SEC's Division of Corporation Finance

CII: William Hinmam Interviewed

Keynote Interview: William Hinman of the SEC William Hinman, Director of the SEC’s Division of Corporation Finance, was interviewed by CII Co-Chair Gregory Smith, Executive Director, Colorado Public Employees Retirement Association at #CIIFall2017, I scribbled a few notes. As you can well imagine for someone speaking from such a sensitive position, there were no bombshell announcements. However, it […]

Continue Reading ·
CII - Public Companies Endangered

CII: Public Companies Endangered Species?

Public Companies Endangered Species: CII Panel Are public companies an endangered species? If so, why? How can we solve that problem? At last week’s Council of Institutional Investors (CII) Fall Conference there as an informative panel discussion entitled Public Companies: An Endangered Species? Panelists were David Brown, Michael Mauboussin, and Robert McCooey moderated by the always erudite and entertaining Frank Partnoy, one of the […]

Continue Reading ·
5050 Climate Project: Key Climate Vote Survey 2017

Key Climate Vote Survey Provides Tool

The 50/50 Climate Project released their Key Climate Vote Survey 2017 (link) of votes by America’s largest investors. Those attending last week’s informative Fall Conference of the Council of Institutional Investors in San Diego found out about it and many other newsworthy items. Key Climate Vote Survey 2017: Groundbreaking Season? First-time approval of climate risk proposals at Exxon (XOM) […]

Continue Reading ·
Alphabet Democracy

Alphabet Shareholders Overwhelmingly Support Equal Voting

At Alphabet, Inc.’s most recent annual meeting on June 7, 2017, class A shareholders overwhelmingly supported a shareholder proposal asking company management to recapitalize the share structure so that each share has one vote. According to the proponents of the proposal, assuming that all outstanding class B shares were similarly voted, then up to 99.8% of […]

Continue Reading ·
Diversity Forum: Billy Dexter, Dorthy Leland, Susan Reid, John Bowman and Julianne Haskell

California Diversity Forum 2017: Part 2

CalPERS and CalSTRS sponsored the California Diversity Forum in Sacramento (“America’s Most Diverse City”) on Wednesday, May 12, 2017, bringing together investment and corporate executives to discuss how to better capitalize on the abilities of the diverse modern workforce. Diversity is both morally right and profitable. Narrowing the global gender gap would add $12 trillion in […]

Continue Reading ·
Starting close to equal, women get squeezed out

California Diversity Forum 2017: Part 1

CalPERS and CalSTRS sponsored a diversity forum in Sacramento on Wednesday, May 12, 2017.  The goal of the Diversity Forum was to bring together investment and corporate executives to discuss how to better capitalize on the abilities of the diverse modern workforce. While I think diversity should be adopted simply because it is morally right, […]

Continue Reading ·
Activism, Short-Termism and Corporate Governance

Activism, Short-Termism and Corporate Governance

Silicon Valley companies continue to be the leading target for “activism, short-termism and corporate governance.” Directors of some Silicon Valley companies believe these activists are too short-term focused, while some institutional investors believe the activists create value for all shareholders. One response to the growth of activism has been the adoption by some high-profile tech […]

Continue Reading ·
Ron O’Hanley

Ron O’Hanley: Video Friday

Ron O’Hanley, President and CEO of State Street Global Advisors (SSGA), was recently hosted at the John L. Weinberg Center for Corporate Governance at the University of Delaware. According to the Weinberg Center, SSGA is a recognized leader in corporate governance. Ron O’Hanley gave an inspiring talk as part of the Center’s 2017 Corporate Governance Symposium. Mr. […]

Continue Reading ·
Stockholder engagement

Stockholder Engagement: Cooperation, Confrontation or Tacit Standoff?

Companies, and in particular boards, can no longer rely on ad hoc interaction with proxy advisory firms to “check the box” on stockholder engagement on governance issues. This SVDX/Rock Center panel addressed the evolving landscape of stockholder communications in light of increased profiles of institutional governance departments. What are best practices for board and company engagement […]

Continue Reading ·
Trump

Trump & Directors Forum 2017

Directors Forum 2017 met in San Diego just 2 days into the Trump Administration. It was anyone’s guess what would happen to Dodd Frank, regulations, tax code, healthcare, etc. We heard from political affairs experts. Closing in on three months later, you be the judge. They had good insights but there is much to come. This is Part […]

Continue Reading ·
Are We Paying CEOs Too Much?

Are We Paying CEOs Too Much?

Are we paying CEOs too much? Is the Pope Catholic? (That’s my own bad joke, not from the panelists.) Executive compensation is front and center on the minds of shareholders, regulators—and politicians. What IS pay? What IS performance? What are the right time frames for measuring performance? And what to do about the perception that […]

Continue Reading ·
ESG

Report from CII Winter Meeting: ESG

Even in Washington, the numbers are impressive. The Council of Institutional Investors, who met in Washington DC this week, represents 23 trillion (with a t) dollars, mostly made up of retirement and other savings of working families. Compare that to the entire budget of the US government, less than two trillion a year. Like most […]

Continue Reading ·
Panel: Evolving Ways of Shareholder Engagement

Evolving Shareholder Engagement

Evolving Ways of Shareholder Engagement is Part 4 of my coverage of the Corporate Directors Forum 2017 in San Diego @corpdirforum, which was billed as Directors, Management, & Shareholders in Dialogue. I was also hoping to learn more about President Donald J. Trump and how his administration might impact corporate governance. More about that in a future post. […]

Continue Reading ·
Can We Really Govern for the Long-Term vs the Quarterly Fixation?

Can We Really Govern for the Long-Term?

Can We Really Govern for the Long-Term vs the Quarterly Fixation? This is Part 3 of my coverage of Directors Forum 2017 in San Diego, which was billed as Directors, Management, & Shareholders in Dialogue. I was also hoping to learn more about President Donald J. Trump and how his administration might impact corporate governance. See Part I and Part 2. As […]

Continue Reading ·
Boardroom Issues of the Future

Boardroom Issues of the Future

Boardroom Issues of the Future is Part 2 of my coverage of Directors Forum 2017 in San Diego, which was billed as Directors, Management, & Shareholders in Dialogue. I was also hoping to learn more about President Donald J. Trump and how his administration might impact corporate governance. See Part I. As usual, the Directors Forum was under Chatham […]

Continue Reading ·

Yvan Allaire: World Economic Forum, Davos 2010

There is a Chinese proverb that says He who knows he has enough is rich; but the modern Western version of the saying seems to be: One never has enough; I deserve more; or There is always someone who has more. Over the last years, we have built a system of incentives and motives so […]

Continue Reading ·
Directors Forum 2017 - Shareholder Hot Topics

Directors Forum 2017 & Trump – Part 1

Directors Forum 2017 in San Diego was billed as Directors, Management, & Shareholders in Dialogue. Sure, all well and good, but I went there also hoping to learn more about President Donald J. Trump. He is the subject of a huge portion of tweets, Facebook posts and much of the news, so I expected Trump to also […]

Continue Reading ·
Governance Lessons From Wells Fargo

Governance Lessons from Wells Fargo

Tone at the Bottom: Governance Lessons from Wells Fargo That was the advertised title for the program co-sponsored by the Rock Center for Corporate Governance and the Silicon Valley Directors Exchange. (Sign up to be on the SVDX mailing list.) After the program, I am still not convinced the real governance lesson from Wells Fargo (ticker: […]

Continue Reading ·
Nell Minow

Nell Minow: Advice for Shareholders

What better way to bring in the new year than to get advice from Nell Minow, the Queen of Good Corporate Governance, especially with the Trump Administration about to begin? In the talk below, Minow addresses an audience sponsored by the Center for Study of Responsive Law, which held its second four-day conference on securing […]

Continue Reading ·
Accelerating Board Diversity Panel #ICGN16

#ICGN16 Part 5 – Diversity, ESG & Audits

#ICGN16, the annual meeting of the International Corporate Governance Network, was held in San Francisco, June 27-29. #ICGN16 was the hashtag for tweeting at the meeting, so check Twitter for additional posts to #ICGN16. This post is a continuation of a few rough notes from the conference. Read Part 1, Part 2, Part 3 and Part 4 of #ICGN16. (more…)

Continue Reading ·
#ICGN16

#ICGN16: 4, Silicon Valley Exceptionalism

#ICGN16, the annual meeting of the International Corporate Governance Network, was held in San Francisco, June 27-29. #ICGN16 was the hashtag for tweeting at the meeting, so check Twitter for additional posts to #ICGN16. This post is a continuation of a few rough notes from the conference. Read Part 1, Part 2, and Part 3 of #ICGN16. (more…)

Continue Reading ·
ICGN16: ESG - Michael Jantzi

#ICGN16: Part 3 – Integrating ESG

#ICGN16, the annual meeting of the International Corporate Governance Network, was held in San Francisco, June 27-29. #ICGN16 was the hashtag for tweeting at the meeting, so check Twitter for additional posts to #ICGN16. This post is a continuation of a few rough notes from the conference. Read Part 1 and Part 2 of #ICGN16. #ICGN16: Integrating ESG in Strategic Investment Decision-making  Michael […]

Continue Reading ·

Powered by WordPress. Designed by WooThemes