Disclosures

disclosures of companies whose stock I own

Although not required, I disclose companies whose stock I own.

Disclosures and disclaimers. Yes, these disclosures and disclaimers are mostly legal mumbo jumbo, but it includes a list of companies where the publisher, James McRitchie, owns stock and how to contact him.

Disclosures and Disclaimers

Disclaimers of Liability

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Indemnification

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Disclaimers of Warranties/Accuracy of Information

Although the data found using the CorpGov.net site has been produced and processed from sources believed to be reliable, no warranty expressed or implied is made regarding accuracy, adequacy, completeness, legality, reliability or usefulness of any information. This disclaimer applies to both isolated and aggregate uses of the information. CorpGov.net provides this information on an “as is” basis. All warranties of any kind, express or implied, including but not limited to the implied warranties of merchantability, fitness for a particular purpose, freedom from contamination by computer viruses and non-infringement of proprietary rights ARE DISCLAIMED.

Changes may be periodically added to the information herein; these changes may or may not be incorporated in any new version of the publication. If you have obtained information on CorpGov.net from a source other than CorpGov.net, be aware that electronic data can be altered subsequent to original distribution. Data can also quickly become out-of-date.

Disclaimers of Endorsement

CorpGov.net is a distributor of content sometimes supplied by third parties and users. Any opinions, advice, statements, services, offers, or other information or content expressed or made available by third parties, including information providers, users, or others, are those of the respective author(s) or distributor(s) and do not necessarily state or reflect those of CorpGov.net or James McRitchie and shall not be used for advertising or product endorsement purposes.

Reference herein to any specific commercial products, process, or service by trade name, trademark, manufacturer, or otherwise, does not constitute or imply its endorsement, recommendation, or favoring by CorpGov.net.

Disclaimers for Hypertext Links

Neither CorpGov.net, James McRitchie, nor its contributors are responsible for the contents of any off-site pages referenced. The user specifically acknowledges that neither CorpGov.net nor its contributors are liable for defamatory, offensive, or illegal conduct of other users, links, or third parties. The risk of injury from the foregoing rests entirely with the user.

Links from the CorpGov.net site to other sites do not constitute an endorsement from CorpGov.net. These links are provided as an information service only. It is the user’s sole responsibility to evaluate the content and usefulness of information obtained from other sites.

Disclaimers of Duty to Continue Provision of the Data

Due to the dynamic nature of the Internet, resources that are free and publicly available one day may require a fee or restrict access the next. The location of items may change as menus, homepages, and files are reorganized. Users expressly agree that use of CorpGov.net is at the user’s sole risk. Neither CorpGov.net, James McRitchie any entity jointly created by them, each of their affiliates nor any of their respective employees, agency, third party content providers or licenser warrant that the service will be uninterrupted or error free.

Disclosures of Possible Conflicts of Interest

The following is not a list of companies with the best environmental, social, and governance practices. If you know where these companies fall short, I would appreciate it if you would drop me a line so that I can advocate for reform or perhaps drop my investments, as I have largely done with coal and oil companies. I also appreciate tips from readers on companies with good corporate governance practices as well as those with good potential needing reform.

Disclosures are updated periodically but not on a set regular schedule. I look forward to collaborating with other shareholders where mutually advantageous. As of August 20, 2021, the publisher held financial interests in the following companies (ordered by symbol) and funds (some in multiple accounts), as well as YourStake.org, Worm Capital, Parnassus, and an affiliate of Lawndale Capital Management:

SymbolDescription
743CVR037PROGENICS PHARMCALS CVR
AAGILENT TECHNOLOGIES INC COM
AAPLAPPLE INC COM
APPLE INC COM
APPLE INC COM
APPLE INC COM
ABBVABBVIE INC COM
ABNBAIRBNB INC COM CL A
ABTABBOTT LABORATORIES COM
ACAARCOSA INC COM
ARCOSA INC COM
ARCOSA INC COM
ADBEADOBE INC COM
ADSKAUTODESK INC COM
AESAES CORP COM
ALRMALARM.COM HOLDINGS INC COM
AMTAMERICAN TOWER CORP COM USD0.01
AMZNAMAZON COM INC COM
AMAZON COM INC COM
AMAZON COM INC COM
AMAZON COM INC COM
AMAZON COM INC COM
AMAZON COM INC COM
ARKFARK ETF TR FINTECH INNOVA ETF
ARK ETF TR FINTECH INNOVA ETF
ARK ETF TR FINTECH INNOVA ETF
ARKGARK ETF TR GENOMIC REV ETF
ARK ETF TR GENOMIC REV ETF
ARK ETF TR GENOMIC REV ETF
ARKKARK ETF TR INNOVATION ETF
ARLOARLO TECHNOLOGIES INC COM
ASMBASSEMBLY BIOSCIENCES INC COM
ATVIACTIVISION BLIZZARD INC COM
AVAVAEROVIRONMENT INC COM
AVNSAVANOS MEDICAL INC COM
AXONAXON ENTERPRISE INC COM
AXON ENTERPRISE INC COM
AXON ENTERPRISE INC COM
AXPAMERICAN EXPRESS CO COM
BABOEING CO COM
BABAALIBABA GROUP HOLDING LTD ADR SPONSORED
BACBANK OF AMERICA CORPORATION COM
BCEBCE INC COM
BEAMBEAM THERAPEUTICS INC COM
BENFRANKLIN RESOURCES INC COM
BERYBERRY GLOBAL GROUP INC COM
BIDUBAIDU INC ADR
BIIBBIOGEN INC COM
BIOGEN INC COM
BIOGEN INC COM
BIOBIO RAD LABORATORIES INC COM CL A
BLDPBALLARD POWER SYSTEMS INC COM
BLKBLACKROCK INC COM
BMRNBIOMARIN PHARMACEUTICAL COM
BMYBRISTOL-MYERS SQUIBB CO COM
BRISTOL-MYERS SQUIBB CO COM
BRISTOL-MYERS SQUIBB CO COM
BRISTOL-MYERS SQUIBB CO COM
BRBROADRIDGE FIN SOLUTIONS INC COM
BROADRIDGE FIN SOLUTIONS INC COM
BROADRIDGE FIN SOLUTIONS INC COM
BROADRIDGE FIN SOLUTIONS INC COM
BRK.BBERKSHIRE HATHAWAY INC COM CL B
BSXBOSTON SCIENTIFIC CORP COM
BYDDYBYD COMPANY LIMITED ADR UNSPONSORED
BYNDBEYOND MEAT INC COM
BEYOND MEAT INC COM
BEYOND MEAT INC COM
CCITIGROUP INC COM
CARRCARRIER GLOBAL CORPORATION COM
CATCATERPILLAR INC COM
CGCCANOPY GROWTH CORPORATION COM
CLDXCELLDEX THERAPEUTICS INC COM
CLXCLOROX CO COM
CMGCHIPOTLE MEXICAN GRILL COM
CHIPOTLE MEXICAN GRILL COM
CHIPOTLE MEXICAN GRILL COM
CMPCOMPASS MINERALS INTL INC COM
CNICANADIAN NATIONAL RAILWAYS CO COM
COLMCOLUMBIA SPORTSWEAR CO COM
COSTCOSTCO WHOLESALE CORP COM
COSTCO WHOLESALE CORP COM
COSTCO WHOLESALE CORP COM
COSTCO WHOLESALE CORP COM
CRLCHARLES RIVER LABORATORIES COM
CRMSALESFORCE.COM INC COM
SALESFORCE.COM INC COM
SALESFORCE.COM INC COM
CRSPCRISPR THERAPEUTICS AG COM
CSCOCISCO SYSTEMS INC COM
CISCO SYSTEMS INC COM
CISCO SYSTEMS INC COM
CISCO SYSTEMS INC COM
CSPICSP INC COM
CTSHCOGNIZANT TECHNOLO COM CL A
CVSCVS HEALTH CORPORATION COM
DDD3 D SYSTEMS INC COM
DFSDISCOVER FINANCIAL SERVICES COM
DISWALT DISNEY COMPANY (THE) COM
WALT DISNEY COMPANY (THE) COM
WALT DISNEY COMPANY (THE) COM
DNMRDANIMER SCIENTIFIC INC COM CL A
DOCUDOCUSIGN INC COM
DRNADICERNA PHARMACEUTICALS INC COM
DXCMDEXCOM INC COM
EAELECTRONIC ARTS INC COM
ECLECOLAB INC COM
EDITEDITAS MEDICINE INC COM
ESEVERSOURCE ENERGY COM
ETNEATON CORPORATION PLC COM
EWEDWARDS LIFESCIENCES CORP COM
EWBCEAST WEST BANCORP INC COM
EXASEXACT SCIENCES CORP COM
FBFACEBOOK INC COM CL A
FDSFACTSET RESEARCH SYSTEMS COM
FACTSET RESEARCH SYSTEMS COM
FACTSET RESEARCH SYSTEMS COM
FACTSET RESEARCH SYSTEMS COM
FDXFEDEX CORP COM
FHBFIRST HAWAIIAN COM
GEGENERAL ELECTRIC CO COM
GILDGILEAD SCIENCES INC COM
GILEAD SCIENCES INC COM
GILEAD SCIENCES INC COM
GOEVWCANOO INC WARRANT
GOOGALPHABET INC COM CL C
GOOGLALPHABET INC COM CL A
GSGOLDMAN SACHS GROUP INC COM
GWREGUIDEWIRE SOFTWARE INC COM
HAINHAIN CELESTIAL GROUP INC COM
HAIN CELESTIAL GROUP INC COM
HAIN CELESTIAL GROUP INC COM
HAIN CELESTIAL GROUP INC COM
HAIN CELESTIAL GROUP INC COM
HDHOME DEPOT INC COM
HUBSHUBSPOT INC COM
IBMINTERNATIONAL BUS MACH CORP COM
INTERNATIONAL BUS MACH CORP COM
INTERNATIONAL BUS MACH CORP COM
ICLRICON PLC COM
IDXXIDEXX LABORATORIES INC COM
IDEXX LABORATORIES INC COM
IDEXX LABORATORIES INC COM
IDEXX LABORATORIES INC COM
ILMNILLUMINA INC COM
ILLUMINA INC COM
ILLUMINA INC COM
INCYINCYTE CORPORATION COM
INDEXINDEX FUNDS S&P 500 EQUAL WEIGHT NO LOAD
INFYINFOSYS LTD ADR SPONSORED
INOINOVIO PHARMACEUTICALS INC COM
INTCINTEL CORP COM
INTUINTUIT INC COM
IONSIONIS PHARMACEUTICALS INC COM
IOVAIOVANCE BIOTHERAPEUTICS INC COM
IOVANCE BIOTHERAPEUTICS INC COM
IOVANCE BIOTHERAPEUTICS INC COM
IQVIQVIA HOLDINGS INC COM
IRBTIROBOT CORP COM
ISRGINTUITIVE SURGICAL INC COM
IVZINVESCO LTD COM
JDJD.COM INC ADR
JD.COM INC ADR
JD.COM INC ADR
JNJJOHNSON & JOHNSON COM
JPMJP MORGAN CHASE & CO COM
KKELLOGG COMPANY COM
KHCKRAFT HEINZ CO COM
KKRKKR & CO INC COM
KMBKIMBERLY CLARK CORP COM
KSUKANSAS CITY SOUTHERN COM
LNTHLANTHEUS HOLDINGS INC COM
LOWLOWE S COMPANIES INC COM
LUNGPULMONX CORPORATION COM
MAMASTERCARD INCORPORATED COM CL A
MASTERCARD INCORPORATED COM CL A
MASTERCARD INCORPORATED COM CL A
MARMARRIOTT INTERNATIONAL INC COM CL A
MAXRMAXAR TECHNOLOGIES INC COM
MAXAR TECHNOLOGIES INC COM
MAXAR TECHNOLOGIES INC COM
MBIIMARRONE BIO INNOVATIONS INC COM
MARRONE BIO INNOVATIONS INC COM
MARRONE BIO INNOVATIONS INC COM
MARRONE BIO INNOVATIONS INC COM
MARRONE BIO INNOVATIONS INC COM
MCOMOODYS CORP COM
MDTMEDTRONIC PLC COM
MELIMERCADOLIBRE INC COM
MMM3M COMPANY COM
3M COMPANY COM
3M COMPANY COM
MORNMORNINGSTAR INC COM
MSCIMSCI INC COM
MSFTMICROSOFT CORP COM
MICROSOFT CORP COM
MICROSOFT CORP COM
MTBM & T BANK CORP COM
NCNONCINO INC COM
NCRNCR CORP COM
NEENEXTERA ENERGY INC COM
NETCLOUDFLARE INC COM CL A
NFLXNETFLIX INC COM
NLOKNORTONLIFELOCK INC COM
NNOXNANO X IMAGING LTD COM
NOWSERVICENOW INC COM
NSTGNANOSTRING TECHNOLOGIES INC COM
NTGRNETGEAR INC COM
NTLAINTELLIA THERAPEUTICS INC COM
NTRSNORTHERN TRUST CORP COM
NVDANVIDIA CORP COM
NVONOVO NORDISK A/S ADR SPONSORED
NVTAINVITAE CORP COM
INVITAE CORP COM
INVITAE CORP COM
INVITAE CORP COM
OFIXORTHOFIX MEDICAL INC COM
ONVOORGANOVO HLDGS INC COM
ORGNORIGIN MATERIALS INC COM
OTISOTIS WORLDWIDE CORP COM
PACBPACIFIC BIOSCIENCE COM
PAYCPAYCOM SOFTWARE INC COM
PAYCOM SOFTWARE INC COM
PAYCOM SOFTWARE INC COM
PEGAPEGASYSTEMS INC COM
PEPPEPSICO INC COM
PETSPETMED EXPRESS INC COM
PGPROCTER & GAMBLE CO COM
PIIMPINJ INC COM
PINSPINTEREST INC COM CL A
PLUGPLUG POWER INC COM
PRLBPROTO LABS INC COM
PROTO LABS INC COM
PROTO LABS INC COM
PWSCPOWERSCHOOL HLDGS INC COM CL A
PYPLPAYPAL HOLDINGS INC COM
PAYPAL HOLDINGS INC COM
PAYPAL HOLDINGS INC COM
QSQUANTUMSCAPE CORP COM CL A
RBLXROBLOX CORP COM CL A
RDFNREDFIN CORPORATION COM
RDIREADING INTERNATIONAL INC COM CL A
RGENREPLIGEN CORP COM
RGNXREGENXBIO INC COM
RKDAARCADIA BIOSCIENCES INC COM
ARCADIA BIOSCIENCES INC COM
ARCADIA BIOSCIENCES INC COM
RMDRESMED INC COM
RNGRINGCENTRAL INC COM CL A
ROKUROKU INC COM CL A
ROOTROOT INC COM CL A
RTXRAYTHEON TECH CORP COM
RUNSUNRUN INC COM
SBUXSTARBUCKS CORP COM
STARBUCKS CORP COM
STARBUCKS CORP COM
SCHWSCHWAB (CHARLES) CORP COM
SCHWAB (CHARLES) CORP COM
SCHWAB (CHARLES) CORP COM
SDACSUSTAINABLE DEVELOPMENT ACQ I COM CL A
SESEA LIMITED ADR
SHOPSHOPIFY INC COM CL A
SNOWSNOWFLAKE INC COM CL A
SONOSONOS INC COM
SPGIS&P GLOBAL INC COM
SPLKSPLUNK INC COM
SPOTSPOTIFY TECHNOLOGY S.A. COM
SQSQUARE INC COM CL A
SSYSSTRATASYS LTD COM
STRATASYS LTD COM
STRATASYS LTD COM
STESTERIS PLC COM
STKLSUNOPTA INC COM
STTSTATE STREET CORPORATION COM
STVVYCHINA DIGITAL TV HOLDING ADR TERMINATION 6/21/19
SYKSTRYKER CORP COM
SYNHSYNEOS HEALTH INC COM CL A
TAT&T INC COM
TCEHYTENCENT HOLDINGS LIMITED ADR UNSPONSORED
TDOCTELADOC HEALTH INC COM
TELADOC HEALTH INC COM
TELADOC HEALTH INC COM
TMOTHERMO FISHER SCIENTIFIC INC COM
TNDMTANDEM DIABETES CARE INC COM
TROWPRICE T ROWE GROUPS COM
TSCOTRACTOR SUPPLY CO COM
TSLATESLA INC COM
TESLA INC COM
TESLA INC COM
TWOU2U INC COM
TWTRTWITTER INC COM
TWITTER INC COM
TWITTER INC COM
TZOOTRAVELZOO COM
UUNITY SOFTWARE INC COM
UBERUBER TECHNOLOGIES INC COM
UGUNITED GUARDIAN COM
UNPUNION PACIFIC CORP COM
UPSUNITED PARCEL SERVICE INC COM CL B
UPWKUPWORK INC COM
UPWORK INC COM
UPWORK INC COM
UTHRUNITED THERAPEUTICS CORP COM
VVISA INC COM CL A
VISA INC COM CL A
VISA INC COM CL A
VCYTVERACYTE INC COM
VEEVVEEVA SYSTEMS INC COM CL A
VEEVA SYSTEMS INC COM CL A
VEEVA SYSTEMS INC COM CL A
VEEVA SYSTEMS INC COM CL A
VOTEENGINE NO1 ETF TR TRANSFORM 500 ETF
ENGINE NO1 ETF TR TRANSFORM 500 ETF
ENGINE NO1 ETF TR TRANSFORM 500 ETF
ENGINE NO1 ETF TR TRANSFORM 500 ETF
WBAWALGREENS BOOTS ALLIANCE INC COM
WCNWASTE CONNECTIONS INC (CA) COM
WASTE CONNECTIONS INC (CA) COM
WASTE CONNECTIONS INC (CA) COM
WASTE CONNECTIONS INC (CA) COM
WDAYWORKDAY INC COM CL A
WDFCWD-40 CO COM
WITWIPRO ADR SPONSORED
WMTWALMART INC COM
WSTWEST PHARMA SERVICES INC COM
XLNXXILINX INC COM
YELPYELP INC COM CL A
ZBHZIMMER BIOMET HOLDINGS INC COM
ZMZOOM VIDEO COMMUNICATIONS INC COM CL A
ZOOM VIDEO COMMUNICATIONS INC COM CL A
ZOOM VIDEO COMMUNICATIONS INC COM CL A
ZSZSCALER INC COM

Copyright Information

James McRitchie, Publisher CorpGov.net (Corporate Governance).  Phone number is (916) 869-2402. The best time to reach me is 10:30-11:30 AM pacific coast time. Yes, my contact hours are short. Please respect them. You can always send me an e-mail jm@corpgov.net.

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