Disclosures

disclosures of companies whose stock I own

Although not required, I disclose companies whose stock I own.

Disclosures and disclaimers. Yes, these disclosures and disclaimers are mostly legal mumbo jumbo, but it includes a list of companies where the publisher, James McRitchie, owns stock and how to contact him.

Disclosures and Disclaimers

Disclaimer of Liability

Neither CorpGov.net, James McRitchie, nor its contributors shall be held liable for any improper or incorrect use of the information described and/or contained on this site and CorpGov.net assumes no responsibility for anyone’s use of the information. In no event shall CorpGov.net, James McRitchie, or contributors be liable for any direct, indirect, incidental, special, exemplary, or consequential damages (including, but not limited to, procurement or substitute goods or services; loss of use, data, or profits; or business interruption) however caused and on any theory of liability, whether in contract, strict liability, or tort (including negligence or otherwise) arising in any way out of the use of this site or system.

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Indemnification

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Disclaimer of Warranties/Accuracy of Information

Although the data found using the CorpGov.net site has been produced and processed from sources believed to be reliable, no warranty expressed or implied is made regarding accuracy, adequacy, completeness, legality, reliability or usefulness of any information. This disclaimer applies to both isolated and aggregate uses of the information. CorpGov.net provides this information on an “as is” basis. All warranties of any kind, express or implied, including but not limited to the implied warranties of merchantability, fitness for a particular purpose, freedom from contamination by computer viruses and non-infringement of proprietary rights ARE DISCLAIMED.

Changes may be periodically added to the information herein; these changes may or may not be incorporated in any new version of the publication. If you have obtained information on CorpGov.net from a source other than CorpGov.net, be aware that electronic data can be altered subsequent to original distribution. Data can also quickly become out-of-date.

Disclaimer of Endorsement

CorpGov.net is a distributor of content sometimes supplied by third parties and users. Any opinions, advice, statements, services, offers, or other information or content expressed or made available by third parties, including information providers, users, or others, are those of the respective author(s) or distributor(s) and do not necessarily state or reflect those of CorpGov.net or James McRitchie and shall not be used for advertising or product endorsement purposes.

Reference herein to any specific commercial products, process, or service by trade name, trademark, manufacturer, or otherwise, does not constitute or imply its endorsement, recommendation, or favoring by CorpGov.net.

Disclaimer for Hypertext Links

Neither CorpGov.net, James McRitchie, nor its contributors are responsible for the contents of any off-site pages referenced. The user specifically acknowledges that neither CorpGov.net or its contributors is liable for the defamatory, offensive, or illegal conduct of other users, links, or third parties and that the risk of injury from the foregoing rests entirely with the user.

Links from the CorpGov.net site on the World Wide Web to other sites do not constitute an endorsement from CorpGov.net. These links are provided as an information service only. It is the responsibility to the web surfer to evaluate the content and usefulness of information obtained from other sites.

Disclaimer of Duty to Continue Provision of the Data

Due to the dynamic nature of the Internet, resources that are free and publicly available one day may require a fee or restrict access the next, and the location of items may change as menus, homepages, and files are reorganized. User expressly agrees that use of CorpGov.net is at the user’s sole risk. Neither CorpGov.net, James McRitchie any entity jointly created by them, each of their affiliates nor any of their respective employees, agency, third party content providers or licenser warrant that the service will be uninterrupted or error free.

Disclosures of Possible Conflicts of Interest

This is not a list of companies with the best environmental, social, and governance practices. Although, if you know where these companies fall short, I would appreciate it if you would drop me a line so that I can advocate for reform or perhaps drop my investments, as I have largely done with coal and oil companies. I also appreciate tips from readers on companies with good corporate governance practices as well as those with good potential needing reform. Disclosures are updated periodically but not on a set regular schedule. I look forward to collaborating with other shareholders, where mutually advantageous. As of May 5, 2019, the publisher held a financial interest in the following companies (ordered by name, not symbol) and funds (some in multiple accounts), as well as YourStake.org, Parnassus and an affiliate of Lawndale Capital Management:

Mon Mar 09 2020 8:58:51 pm ET
SymbolDescription
AAGILENT TECHNOLOGIES INC COM
AAPLAPPLE INC COM
AAXNAXON ENTERPRISE INC COM
ACBAURORA CANNABIS INC COM
ALRMALARM.COM HOLDINGS INC COM
AMTAMERICAN TOWER CORP COM
AMTDTD AMERITRADE HOLDING CORP COM
AMZNAMAZON COM INC COM
ARKFARK ETF TR FINTECH INNOVA ETF
ARKKARK ETF TR INNOVATION ETF
ARLOARLO TECHNOLOGIES INC COM
ASMBASSEMBLY BIOSCIENCES INC COM
ATVIACTIVISION BLIZZARD INC COM
AVAVAEROVIRONMENT INC COM
AVNSAVANOS MEDICAL INC COM
AXPAMERICAN EXPRESS CO COM
BABOEING CO COM
BABAALIBABA GROUP HOLDING LTD ADR SPONSORED
BACBANK OF AMERICA CORPORATION COM
BCEBCE INC COM
BENFRANKLIN RESOURCES INC COM
BERYBERRY GLOBAL GROUP INC COM
BIDUBAIDU INC ADR
BIIBBIOGEN INC COM
BIOBIO RAD LABORATORIES INC COM CL A
BLDPBALLARD POWER SYSTEMS INC COM
BLKBLACKROCK INC COM
BMYBRISTOL-MYERS SQUIBB CO COM
BPBP ADR SPONSORED
BRBROADRIDGE FIN SOLUTIONS INC COM
BRK.BBERKSHIRE HATHAWAY INC COM CL B
BYNDBEYOND MEAT INC COM
CCITIGROUP INC COM
CATCATERPILLAR INC COM
CCLCARNIVAL CORP UNITS (COMPR 1 COM & 1 TR
CGCCANOPY GROWTH CORPORATION COM
CIIXCHINESEINVESTORS COM INC COM
CLDXCELLDEX THERAPEUTICS INC COM
CLXCLOROX CO COM
CMGCHIPOTLE MEXICAN GRILL COM
CMPCOMPASS MINERALS INTL INC COM
CNICANADIAN NATIONAL RAILWAYS CO COM
COLMCOLUMBIA SPORTSWEAR CO COM
COSTCOSTCO WHOLESALE CORP COM
CRLCHARLES RIVER LABORATORIES COM
CRMSALESFORCE.COM INC COM
CSCOCISCO SYSTEMS INC COM
CSPICSP INC COM
CTSHCOGNIZANT TECHNOLO COM CL A
CVACOVANTA HOLDING CORPORATION COM
CVSCVS HEALTH CORPORATION COM
DDD3 D SYSTEMS INC COM
DFSDISCOVER FINANCIAL SERVICES COM
DISWALT DISNEY COMPANY (THE) COM
DLTHDULUTH HOLDINGS INC COM CL B
DXCMDEXCOM INC COM
EAELECTRONIC ARTS INC COM
ECLECOLAB INC COM
EWEDWARDS LIFESCIENCES CORP COM
EWBCEAST WEST BANCORP INC COM
EXASEXACT SCIENCES CORP COM
FBFACEBOOK INC COM CL A
FDSFACTSET RESEARCH SYSTEMS COM
FDXFEDEX CORP COM
FHBFIRST HAWAIIAN COM
GEGENERAL ELECTRIC CO COM
GILDGILEAD SCIENCES INC COM
GOOGALPHABET INC COM CL C
GOOGLALPHABET INC COM CL A
GSGOLDMAN SACHS GROUP INC COM
GWREGUIDEWIRE SOFTWARE INC COM
HAINHAIN CELESTIAL GROUP INC COM
HDHOME DEPOT INC COM
IBMINTERNATIONAL BUS MACH CORP COM
ICLRICON PLC COM
ILMNILLUMINA INC COM
INFYINFOSYS LTD ADR SPONSORED
INTCINTEL CORP COM
IOVAIOVANCE BIOTHERAPEUTICS INC COM
IQVIQVIA HOLDINGS INC COM
IRBTIROBOT CORP COM
ISRGINTUITIVE SURGICAL INC COM
IVZINVESCO LTD COM
JDJD.COM INC ADR
JNJJOHNSON & JOHNSON COM
JPMJP MORGAN CHASE & CO COM
KKELLOGG COMPANY COM
KHCKRAFT HEINZ CO COM
KMBKIMBERLY CLARK CORP COM
KSUKANSAS CITY SOUTHERN COM
LMLEGG MASON INC COM
LOWLOWE S COMPANIES INC COM
MAMASTERCARD INCORPORATED COM CL A
MARMARRIOTT INTERNATIONAL INC COM CL A
MAXRMAXAR TECHNOLOGIES INC COM
MBIIMARRONE BIO INNOVATIONS INC COM
MCOMOODYS CORP COM
MDTMEDTRONIC PLC COM
MGMMGM RESORTS INTERNATIONAL COM
MMM3M COMPANY COM
MORNMORNINGSTAR INC COM
MSCIMSCI INC COM
MSFTMICROSOFT CORP COM
NCRNCR CORP COM
NEENEXTERA ENERGY INC COM
NFLXNETFLIX INC COM
NLOKNORTONLIFELOCK INC COM
NOWSERVICENOW INC COM
NSTGNANOSTRING TECHNOLOGIES INC COM
NTGRNETGEAR INC COM
NTLAINTELLIA THERAPEUTICS INC COM
NTRSNORTHERN TRUST CORP COM
NVDANVIDIA CORP COM
NVONOVO NORDISK A/S ADR SPONSORED
NVTAINVITAE CORP COM
OFIXORTHOFIX MEDICAL INC COM
ONVOORGANOVO HLDGS INC COM
PAYCPAYCOM SOFTWARE INC COM
PEGAPEGASYSTEMS INC COM
PEGIPATTERN ENERGY GROUP INC COM CL A
PEPPEPSICO INC COM
PETSPETMED EXPRESS INC COM
PGPROCTER & GAMBLE CO COM
PGNXPROGENICS PHARMACEUTICALS INC COM
PIIMPINJ INC COM
PINSPINTEREST INC COM CL A
PRAHPRA HEALTH SCIENCES INC COM
PRLBPROTO LABS INC COM
PYPLPAYPAL HOLDINGS INC COM
RCLROYAL CARIBBEAN CRUISES COM
RDFNREDFIN CORPORATION COM
RDIREADING INTERNATIONAL INC COM CL A
RGENREPLIGEN CORP COM
RGNXREGENXBIO INC COM
RKDAARCADIA BIOSCIENCES INC COM
RMDRESMED INC COM
SBUXSTARBUCKS CORP COM
SCHWSCHWAB (CHARLES) CORP COM
SPGIS&P GLOBAL INC COM
SQSQUARE INC COM CL A
STESTERIS PLC COM
STKLSUNOPTA INC COM
STTSTATE STREET CORPORATION COM
SYKSTRYKER CORP COM
SYNHSYNEOS HEALTH INC COM CL A
TAT&T INC COM
TCEHYTENCENT HOLDINGS LIMITED ADR UNSPONSORED
TDOCTELADOC HEALTH INC COM
TMOTHERMO FISHER SCIENTIFIC INC COM
TNDMTANDEM DIABETES CARE INC COM
TROWPRICE T ROWE GROUPS COM
TSCOTRACTOR SUPPLY CO COM
TSLATESLA INC COM
TWOU2U INC COM
TWTRTWITTER INC COM
TZOOTRAVELZOO COM
UGUNITED GUARDIAN COM
UNPUNION PACIFIC CORP COM
UPSUNITED PARCEL SERVICE INC COM CL B
UPWKUPWORK INC COM
UTHRUNITED THERAPEUTICS CORP COM
UTXUNITED TECHNOLOGIES CORP COM
VVISA INC COM CL A
VARVARIAN MEDICAL SYSTEMS INC COM
VCYTVERACYTE INC COM
VEEVVEEVA SYSTEMS INC COM CL A
VTIQVECTOIQ ACQUISITION CORP COM
WBAWALGREENS BOOTS ALLIANCE INC COM
WCNWASTE CONNECTIONS INC (CA) COM
WDAYWORKDAY INC COM CL A
WDFCWD-40 CO COM
WITWIPRO ADR SPONSORED
WMTWALMART INC COM
WSTWEST PHARMA SERVICES INC COM
WWDWOODWARD INC COM
WYNNWYNN RESORTS LTD COM
XLNXXILINX INC COM
YELPYELP INC COM CL A
ZBHZIMMER BIOMET HOLDINGS INC COM
ZGZILLOW GROUP INC COM CL A
ZYNEZYNERBA PHARMACEUTICALS INC COM

Copyright Information

James McRitchie, Publisher CorpGov.net (Corporate Governance).  Phone number is (916) 869-2402. The best time to reach me is 10:30-11:30 AM pacific coast time. 9295 Yorkship Court, Elk Grove, CA 95758 USA. Yes, my contact hours are short. Please respect them. You can always send me an e-mail [email protected].

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