Tag Archives | pay to play

SEC Adopts Pay to Play Regulations

In a unanimous vote Wednesday, the Securities and Exchange Commission adopted a regulation designed to curtail so-called “pay to play” schemes in which advisers try to curry favor with politicians by donating to their campaigns. Under the rule, if an investment adviser or certain employees of an advisory firm contribute to a politician with influence […]

Continue Reading ·

Powered by WordPress. Designed by WooThemes