Tag Archives | recommendations

Recommendations to SEC-IAC on Proxy Access

I’m delighted to see “Discussion of Proxy Access” (11:05-12:05 p.m.) as one of the items on the agenda for the SEC’s Investor Advisory Committee (SEC-IAC) at the upcoming February 12th meeting. I discuss two recommendations below. Take Action: Please submit your own and paste into comments below. See comments submitted. Proxy Access: Rule 14a-11 In light […]

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3M (MMM): How I Voted – Proxy Score 50

3M $MMM, is one of the stocks in my portfolio. Their annual meeting is coming up on 5/13/2014. ProxyDemocracy.org had collected the votes of four funds when I checked and voted on 5/7/2014.  I voted with management 50% of the time.  View Proxy Statement. (more…)

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Marriott (MAR): How I Voted – Proxy Score 60

Marriott International $MAR, is one of the stocks in my portfolio. Their annual meeting is coming up on 5/9/2014. ProxyDemocracy.org had collected the votes of one fund when I checked and voted on 5/5/2014.  I voted with management 60% of the time.  View Proxy Statement. (more…)

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Last Opportunity to Vote for Proxy Access at Reeds Inc. (REED)

Reeds, Inc $REED; you read the Proxy, the crazy Preliminary Proxy, and the rationale for proxy access. You’ve seen the movie, where I  explained the need for proxy access Now, don’t forget to vote! The annual meeting is December 20, 2013.  According to ProxyVote.com, Internet voting is accepted up to 11:59 p.m. (ET) the day before the meeting/cut off date. That’s […]

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SEC's IAC Seeks Input for Agenda

The Dodd-Frank Act established the Investor Advisory Committee (IAC) to advise the Securities and Exchange Commission on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace. The IAC met for […]

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