Tag Archives | Retail Participation

Broadridge Threatens Right to Proxy Voting

Broadridge Threatens Right to Proxy Voting

Many were not surprised when the SEC, under Trump appointees, made it more difficult for retail shareholders to submit proposals. Read about our ongoing efforts to overturn that roadblock at Restore Shareholder Proposal Rights. However, most will be surprised that Broadridge Financial Solutions filed a no-action request that could end meaningful proxy voting at meetings, […]

Continue Reading ·
Seal of SEC Rule 14a-8(i)(9)

SEC Panelists & Agenda for Proxy Voting Roundtable

The Securities and Exchange Commission today announced the agenda and panelists for its February 19 roundtable on ways to improve the proxy voting process. The roundtable, announced in January, will begin at 9:30 a.m. and will be divided into two panels.  Participants on the first panel will focus on the state of contested director elections […]

Continue Reading ·

Powered by WordPress. Designed by WooThemes