Tag Archives | Securities Exchange Commission

Corporate Accountability Fall 2021

Corporate Accountability Fall 2021 Online Forum

Corporate Accountability Fall 2021: Restoring the Balance. This is your chance to discuss the issues with Nell Minow, Michae O’Leary, Andy Behar, Josh Zinner, Doug Chia, Bruce F. Freed, Heidi Welsh, Jon Lukomnik, Tim Smith, Brandon Rees, Christina Sautter, Rick Alexander, and more. Facilitated by shareholder advocate Jim McRitchie. Three individuals filed almost 1/3 of […]

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Gary Gensler SEC Chairman?

Gary Gensler SEC Chairman: Predictions and Advice

Gary Gensler, a former financial regulator, and Goldman Sachs banker, now at MIT, is rumored Biden’s choice to head the SEC. As head of the Commodity Futures Trading Commission (CFTC), he helped uncover interest-rate rigging on Libor, which underpins $300T in loans. Banks had to cough up $9B in fines. He pushed for transparency around derivative trading and […]

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