Tag Archives | Staff Legal Bulletin No. 14H (CF)

Seal of SEC Rule 14a-8(i)(9)

“Directly Conflicts” Clarified by Staff Legal Bulletin

Never underestimate the ability of SEC staff to parse the rules in a creative way. Staff Legal Bulletin No. 14H (CF) does not adhere completely to original intent, which staff determined was “to prevent shareholders from using Rule 14a-8 to circumvent the proxy rules governing solicitations.” However, it gets us where we need to be in defining the […]

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