Tag Archives | universal proxy ballots

James McRitchie at SEC Proxy Voting Roundtable

Video Friday: SEC Proxy Voting Roundtable

Replay the SEC Proxy Voting Roundtable. (Sorry no YouTube embedded video. You need to click a link.) Panel 1:  Universal Proxy Ballots Panel 2:  Retail Participation in the Proxy Process (starting about 1:44 into webcast)  Unfortunately, there is a gap about 2/3 of the way through for a fire drill. The second panel does come […]

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Seal of SEC Rule 14a-8(i)(9)

SEC Panelists & Agenda for Proxy Voting Roundtable

The Securities and Exchange Commission today announced the agenda and panelists for its February 19 roundtable on ways to improve the proxy voting process. The roundtable, announced in January, will begin at 9:30 a.m. and will be divided into two panels.  Participants on the first panel will focus on the state of contested director elections […]

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SEC to Hold Proxy Voting Roundtable: I’m on Panel Two

(1/27/2015) The Securities and Exchange Commission announced that it will host a roundtable on February 19 to explore ways to improve the proxy voting process.  The roundtable, which will be held at the SEC’s Washington, D.C. headquarters, will focus on universal proxy ballots and retail participation in the proxy process. I will be a member […]

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