Corporate Governance Legal Requirements

Morgan, Lewis & Bockius LLP produced a good legal primer, Corporate Governance: An Overview of Public Company Requirements, last month. Read it now before it is out of date. Covers Sarbanes-Oxley, Dodd-Frank, and listing requirements in eleven sections:

  1. Director Independence
  2. Audit Committees
  3. Compensation Committees
  4. Nominating Committees
  5. Compensation
  6. Codes of Conduct
  7. Certifications
  8. Directors/Officers
  9. Disclosure
  10. Foreign Issuers
  11. Miscellaneous

Great resource for any corporate governance library. Hat tip to long-time stakeholder Ralph Ward and his Boardroom Insider for bringing to our attention, which compiles client alerts.

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