The following is from a speech by SEC Commissioner Luis A. Aguilar. Hat tip to Broc Romanek for bringing it to our attention. Congress has made clear that efforts to recruiting and promote employees from all backgrounds are efforts that the SEC, and all other financial regulators, should be undertaking. In particular, Section 342 of […]
Tag Archives | GAO
SEC Self-Funding Authority Demanded
James McRitchie, 01/20/2010 ,
Members of the U.S. Senate Committee on Banking, Housing, and Urban Affairs were sent a letter today from signatories representing a broad coalition of investors and market participants (including the publisher of CorpGov.net) urging them to provide self-funding authority to the SEC so that it has the resources necessary to fulfill its mission to protect […]