The Investor as Owner Subcommittee of the SEC’s Investor Advisory Committee (SEC-IAC) established pursuant to Section 911 of the Dodd-Frank Act issued a report on Impartiality in the Disclosure of Preliminary Voting Results. The recommendations will be discussed at a meeting on October 9, 2014.
|When:||Thursday, October 9, 10:00 am – 4:00 pm|
|Who:||Investor Advisory Committee|
|What:||Investor Advisory Committee Quarterly Meeting|
|Where:||Multipurpose Room, SEC Headquarters, 100 F Street, NE, Washington, DC|
|Contact:||Frankie White, Office of the Investor Advocate, (202) 551 – 4310|
The members of the subcommittee are listed here. After I discuss the SEC-IAC’s two recommendations briefly below, which I support, I then urge readers to write to the SEC-IAC requesting they address additional issues of impartiality. Continue Reading →